Career / Job Postings
State of Washington: Division of Credit Unions FINANCIAL EXAMINER 2-4
About the Position:
Financial Examiners (FE) typically work with an exam team of four to eight people, in a fast-paced, deadline-oriented environment. Financial Examiners perform analysis of Washington state-chartered credit unions that are located throughout the state, for safety and soundness and compliance with law. Examiners typically plan, conduct, lead and assist with examinations of regulated entities and independently conduct analysis of credit unions.
As a Financial Examiner, you would be a vital participant in ensuring the continuity of financial services offered state-wide, find engaging challenges in all facets of credit union operations, and evaluate risk to Capital, Assets, Management, Earnings, Liquidity and Market Sensitivity. This includes unencumbered access to the credit union to ensure current practices are safe and sound. Financial Examiners are provided training through National Credit Union Administration, Federal Financial Institution Examination Council, National Association of State Chartered Credit Unions, and various online training tools.
Some of what you will do:
As a team member perform in-state examinations.
- Work collaboratively with credit union staff and executives, accounting firms and National Credit Union Administration examiners (federal counterparts) to complete the assigned areas of an examination.
- Examine the adequacy of a regulated entity’s internal controls, which are used to mitigate inherent safety and soundness risks.
- Examine and analyze financial statements.
- Interpret and determine a credit union’s adherence with applicable laws, rules and standards related to credit unions.
- Collaborate with credit union management and its volunteer board of directors to discuss deficiencies found during the exam and corrective actions, including proposing strategies for reducing risk and strengthening controls.
- Write in a persuasive style that is understandable to credit union volunteers that serve on the board of directors and the supervisory committee.
- Work in conjunction with federal counterparts from National Credit Union Administration (NCUA) to complete examinations.
- Make examination recommendations to the Examiner in Charge and DCU management.
- Utilize various IT suites of production, including Microsoft Office, Internet Resources, NCUA examination software and other software as necessary.
- Work as an Examiner-in-Charge, which requires assigning tasks, reviewing work of team members, presenting areas of concern to the credit union management team, board of directors and supervisory committee and completing the final report of examination.
State of Florida: Director of Financial Institutions
Supervises direct reports including motivating, training, providing guidance and direction. Develops expectations and meets with staff regularly to discuss performance, completes performance reviews and disciplinary action if needed. Monitors leave and attendance, maintains work schedules to ensure proper coverage and completes timesheets. Ensures all staff complete the required training and are offered additional training.
The Division of Financial Institutions (the “Division”) is primarily responsible for ensuring that each state-chartered institution meets state and federal requirements for safety and soundness. The Division consists of the Bureau of Bank Regulation and Bureau of Credit Union Regulation. The Director provides oversight of all Division functions.
The Director is responsible for
- proactively seeking ways to further the OFRs mission. The Director is responsible for anticipating and planning for future regulatory needs.
- managing the budget, personnel, and core regulatory functions of the Division. The Director is responsible for monitoring the quantity and quality of work, setting, and achieving goals in those areas. The Director is also responsible for recommending needed regulatory changes and the implementation of these.
- supervising direct reports. The incumbent of this position is responsible for the personnel management activities for those staff reporting directly to this position and for all employees in the incumbent’s chain of command. The Director is responsible for recruitment and retention of qualified staff and staff development.
State of Massachusetts – Division of Banks: Multiple Vacancies
Click on the job title for a direct link to each posting.
Regional Field Manager of Information Technology (IT) Examinations
The Division of Banks is currently accepting applications for the position of Regional Field Manager of Information Technology (IT) Examinations. This role will be responsible for overseeing a team of examiners who conduct IT and Cybersecurity examinations of Massachusetts state-chartered banks and credit unions as well as non-depository licensees.
The Division of Banks is currently accepting applications for the Consumer Protection Examiner I position in the Non-Depository Institution Supervision – Consumer Finance-Money Services Businesses (CFMSB) unit. This role will be conducting examinations of Massachusetts-licensed consumer finance companies, money services businesses, student loan servicers, and debt collectors to ensure they operate in a sound financial condition and adhere to applicable consumer protection laws and regulations…
Consumer Protection Examiner I (Non-Depository – Mortgage) (Bank Examiner I)
The Division of Banks is currently accepting applications for the Consumer Protection Examiner I position in the Non-Depository Institution Supervision – Mortgage Examinations Unit. This role will be conducting examinations of Massachusetts-licensed mortgage lenders, mortgage brokers, and loan servicers to ensure they operate in a sound financial condition and adhere to applicable consumer protection laws and regulations…
Consumer Protection Examiner I (Depository Institutions) (Bank Examiner I) – 2 vacancies
The Division of Banks is currently accepting applications for the Consumer Protection Examiner I position in the Depository Institution Supervision – Consumer Protection and Outreach Unit. This role will be conducting consumer protection and compliance examinations in Massachusetts state-chartered banks or credit unions…
IT/Cybersecurity/FinTech Examiner I (Bank Examiner I) – 4 vacancies
The Division of Banks is currently accepting applications for the Information Technology Examiner I position in the Cybersecurity / Information Technology / FinTech Examination Unit. This role will be conducting IT and Cybersecurity examinations of Massachusetts state-chartered banks and credit unions as well as non-depository licensees…
Risk Management Examiner I (Bank Supervision) (Bank Examiner I) – 8 vacancies
The Division of Banks is currently accepting applications for the Risk Management Examiner I position in the Depository Institution Supervision – Risk Management Examinations Unit. This role will be conducting financial safety and soundness examinations in Massachusetts state-chartered banks or credit unions.